-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T1byHLu+yZfKIfRmEJeh76JB9glfMyQIVDCT1JXHzwZ8PrbWPL8dhYquIlAlz+WA ry79N9Jqs3KBjheCOdjZQg== 0000950152-03-007970.txt : 20030828 0000950152-03-007970.hdr.sgml : 20030828 20030828145222 ACCESSION NUMBER: 0000950152-03-007970 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030828 GROUP MEMBERS: J. MICHAEL GORMAN FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TURKEY VULTURE FUND XIII LTD CENTRAL INDEX KEY: 0000935886 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 7001 CENTER STREET CITY: MENTOR STATE: OH ZIP: 44060 BUSINESS PHONE: 2169511111 MAIL ADDRESS: STREET 1: 7001 CENTER ST STREET 2: 7001 CENTER ST CITY: MENTOR STATE: OH ZIP: 44060 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY WEST INC CENTRAL INDEX KEY: 0000043350 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 810141785 STATE OF INCORPORATION: MT FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-38350 FILM NUMBER: 03870753 BUSINESS ADDRESS: STREET 1: 1 FIRST AVE SOUTH STREET 2: PO BOX 2229 CITY: GREAT FALLS STATE: MT ZIP: 59401 BUSINESS PHONE: 4067917500 MAIL ADDRESS: STREET 1: ENERGY WEST INC STREET 2: 1 FIRST AVE SOUTH PO BOX 2229 CITY: GREAT FALLS STATE: MT ZIP: 59401 FORMER COMPANY: FORMER CONFORMED NAME: GREAT FALLS GAS CO DATE OF NAME CHANGE: 19920703 SC 13D/A 1 l02794asc13dza.txt TURKEY VULTURE FUND XIII LTD SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13D-1(a) AND AMENDMENTS THERETO FILED PURSUANT RULE 13D-2(a) (Amendment No. 2) Energy West Incorporated - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock - ------------------------------------------------------------------------------- (Title of Class of Securities) 29274A-10-5 - ------------------------------------------------------------------------------- (CUSIP Number) Marc C. Krantz, Kohrman Jackson & Krantz P.L.L., 1375 East 9th Street, 20th Fl., Cleveland, OH 44114, (216) 696-8700 - ------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) August 21, 2003 - ------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box: [ ] Note: Schedules filed in paper format shall include a signed original and five copies of the schedule including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 6 SCHEDULE 13D PAGE 2 OF 6 CUSIP NO. 29274A-10-5 --------- -------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Turkey Vulture Fund XIII, Ltd. --------- -------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ X ] ----- (B) [ ] ----- --------- -------------------------------------------------------------------- 3 SEC USE ONLY --------- -------------------------------------------------------------------- 4 SOURCE OF FUNDS OO --------- -------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] --------- -------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America --------- -------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 157,252 BENEFICIALLY ---------- ------------------------------ OWNED BY 8 SHARED VOTING POWER EACH ---------- ------------------------------ REPORTING 9 SOLE DISPOSITIVE POWER PERSON 157,252 WITH ---------- ------------------------------ 10 SHARED DISPOSITIVE POWER --------- -------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 157,252 --------- -------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] --------- -------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.1% --------- -------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* OO --------- -------------------------------------------------------------------- SCHEDULE 13D PAGE 3 OF 6 CUSIP NO. 29274A-10-5 --------- -------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON J. Michael Gorman --------- -------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ X ] ----- (B) [ ] ----- --------- -------------------------------------------------------------------- 3 SEC USE ONLY --------- -------------------------------------------------------------------- 4 SOURCE OF FUNDS PF --------- -------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] --------- -------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America --------- -------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 81,000 BENEFICIALLY ---------- ------------------------------ OWNED BY 8 SHARED VOTING POWER EACH ---------- ------------------------------ REPORTING 9 SOLE DISPOSITIVE POWER PERSON 81,000 WITH ---------- ------------------------------ 10 SHARED DISPOSITIVE POWER --------- -------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 81,000 --------- -------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] --------- -------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.1% --------- -------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN --------- -------------------------------------------------------------------- This Amendment No. 2 to Schedule 13D is filed on behalf of Turkey Vulture Fund XIII, Ltd., an Ohio limited liability company (the "Fund") of which Richard M. Osborne is the sole Manager, and J. Michael Gorman to report the acquisitions of shares of common stock, par value $0.15 per share (the "Shares"), of Energy West Incorporated, a Montana corporation ("Energy West"). ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Item 3 of Schedule 13D is amended and supplemented as follows: The Shares reported herein as having been acquired by the Fund were acquired for the aggregate purchase price of approximately $163,788 (excluding commissions) with margin debt from Wachovia Securities. The Shares reported herein as having been acquired by Mr. Gorman were acquired for the aggregate purchase price of approximately $25,520 (excluding commissions) with personal funds of Mr. Gorman. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. Items 5(a) and 5(c) of Schedule 13D are amended and supplemented as follows: (a) According to the most recently available filing with the Securities and Exchange Commission by Energy West, there are 2,594,258 Shares outstanding. The Fund beneficially owns 157,252 Shares, or approximately 6.1% of the outstanding Shares. As sole Manager of the Fund, Mr. Osborne may be deemed to beneficially own all Shares held by the Fund. Mr. Gorman beneficially owns 81,000 shares, or approximately 3.1% of the outstanding Shares. The Fund and Mr. Osborne disclaim beneficial ownership of the Shares held by Mr. Gorman. Mr. Gorman disclaims beneficial ownership of the Shares held by the Fund and Mr. Osborne. (c) Since the filing of Amendment No. 1 to Schedule 13D Statement, dated July 30, 2003, the Fund has purchased 26,252 Shares in open market transactions as set forth below:
Approximate Per Share Price Date Number of Shares (Excluding Commissions) ---- ---------------- --------------------------- 8/01/2003 200 $6.06 8/04/2003 500 $6.10 8/05/2003 100 $6.06 8/05/2003 2,800 $6.10 8/06/2003 170 $6.06 8/11/2003 1,100 $6.10 8/12/2003 700 $6.17 8/13/2003 3,500 $6.17 8/13/2003 282 $6.18 8/14/2003 600 $6.18 8/15/2003 100 $6.15 8/18/2003 2,000 $6.19 8/19/2003 2,000 $6.24
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Approximate Per Share Price Date Number of Shares (Excluding Commissions) ---- ---------------- --------------------------- 8/19/2003 6,000 $6.33 8/20/2003 2,200 $6.40 8/21/2003 4,000 $6.30
Since the filing of Amendment No. 1 to Schedule 13D Statement, Mr. Gorman has purchased 4,000 shares in an open market transaction as set forth below:
Approximate Per Share Price Date Number of Shares (Excluding Commissions) ---- ---------------- --------------------------- 8/27/2003 4,000 $6.38
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. 7.1 Joint Filing Agreement, incorporated by reference to Exhibit 7.1 to Schedule 13D Statement, dated June 18, 2003, filed on behalf of the Turkey Vulture Fund XIII, Ltd. and J. Michael Gorman Page 5 of 6 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: August 28, 2003 TURKEY VULTURE FUND XIII, LTD. /s/ Richard M. Osborne ---------------------------------- Richard M. Osborne, Manager /s/ J. Michael Gorman ---------------------------------- J. Michael Gorman Page 6 of 6 -----END PRIVACY-ENHANCED MESSAGE-----